The U.S. Securities and Exchange Commission will host a roundtable discussion in Baltimore next month so it can get feedback on proposed regulations affecting financial advisers and broker-dealers. The roundtable will take place at the Reginald F. Lewis Museum on Sept. 20. Chairman Jay Clayton and commissioners Kara Stein and Robert Jackson are expected to attend. Six roundtable discussions already have taken place in Houston, Atlanta, Miami, Washington, D.C., Philadelphia, and Denver. The discussions…
from https://www.bizjournals.com/baltimore/news/2018/08/22/sec-to-host-roundtable-discussion-in-baltimore-on.html?ana=RSS&s=article_search
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